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Leah Sara Levy pollack

THE O.n. Equity Sales Co.

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About Leah Sara Levy pollack

Leah Sara Levy pollack is a financial advisor with The O.n. Equity Sales Co., based in Lake Bluff, Illinois. Leah has been in the securities industry since June 4, 2018. Leah has her Series 6, Series 63, and SIE licenses. Leah is registered to sell securities in Colorado and Illinois.

Firm Information

Leah Levy pollack is currently registered with THE O.n. Equity Sales Co.. THE O.n. Equity Sales Co. is a Corporation that was formed on August 22, 1968. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a history of regulatory events and arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

171

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Leah Levy pollack’s Registration & Firm History

IL

10/24/2018 - Present

THE O.n. Equity Sales Co. (Lake Bluff IL)

IL

09/15/2017 - 02/02/2018

THE O.N. EQUITY SALES COMPANY (ARLINGTON HEIGHTS IL)

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Licenses & Designations

BC

Issued 09/17/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/02/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/15/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Leah Sara Levy pollack.
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