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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leah? Claim Your ProfileLeah Dwelis is a financial advisor with Morgan Stanley in Colorado Springs, CO. Leah has been in the financial industry since December 2004 and has experience with a variety of financial products and services. Leah has a Series 7 and SIE license and has been registered with FINRA since June 2009. Leah has been registered as an Investment Advisor Representative in Colorado since June 2009. Previously, Leah was employed with CITIGROUP GLOBAL MARKETS INC. from December 2004 to June 2009. Leah specializes in a range of services, including financial planning, portfolio management, asset allocation advice, and investment management. Morgan Stanley is a leading global financial services firm that provides a wide range of investment banking, securities, investment management, and wealth management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CO
06/01/2009 - Present
Morgan Stanley (COLORADO SPRINGS CO)
CO
12/01/2004 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (COLORADO SPRINGS CO)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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