Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leah? Claim Your ProfileLeah Ryan is a financial professional with over 20 years of experience in the industry. Leah has a wide range of experience working with different firms, including AIG Capital Services, Inc., Royal Alliance Associates, Inc., Transamerica Capital, Inc., Sun Life Financial Distributors, Inc., and Jackson National Life Distributors LLC. Leah currently holds a Series 6, 7, 24, 63, 65, and 66 licenses. Leah is registered with Capital Client Group, Inc. in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
10/21/2021 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
NJ
06/28/2010 - 06/01/2021
AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)
CO
06/24/2009 - 06/24/2010
ROYAL ALLIANCE ASSOCIATES, INC. (ARVADA CO)
CO
05/15/2008 - 04/14/2009
TRANSAMERICA CAPITAL, INC. (DENVER CO)
MA
08/09/2007 - 05/13/2008
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
TN
04/24/2006 - 07/24/2007
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
NJ
07/15/1997 - 09/01/2000
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
AZ
03/14/1995 - 07/15/1997
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NY
04/01/1993 - 01/06/1995
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
BOTH
Issued 10/21/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/02/2007
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/28/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/02/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2009
Series 7 - General Securities Representative Examination
BC
Issued 04/21/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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