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Leah Marks

Cetera Advisors LLC

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About Leah Marks

Leah Marks is a financial professional with Cetera Advisors LLC. Leah has been in the industry since February 2023. Leah is registered with the state of Colorado. Leah has passed the Series 6TO and SIE exams.

Firm Information

Leah Marks is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Leah Marks’s Registration & Firm History

CO

02/21/2023 - Present

Cetera Advisors LLC (COLORADO SPRINGS CO)

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Licenses & Designations

BC

Issued 02/21/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/10/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Leah Marks.
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