Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leah? Claim Your ProfileLeah Marie Sandock is a financial professional with over 20 years of experience in the industry. Leah is currently registered with Fidelity Brokerage Services LLC. Leah has held previous roles with Fidelity Brokerage Services LLC and Fidelity Investments Institutional Services Company, Inc.. Leah holds the following licenses: Series 6, Series 7, Series 24, Series 26, and Series 63. Leah is registered in Colorado, Florida, Kentucky, Massachusetts, Nebraska, New Hampshire, New Jersey, New Mexico, North Carolina, Ohio, Rhode Island, Texas and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
04/07/2014 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
TX
12/20/2011 - 11/18/2013
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
07/14/2008 - 11/16/2011
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
RI
07/06/1999 - 09/06/2006
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 08/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/2019
Series 24 - General Securities Principal Examination
BC
Issued 06/04/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 08/23/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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