Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leah? Claim Your ProfileLeah Marie Kaufman is a financial advisor at Wells Fargo Clearing Services, LLC. Leah is a licensed financial advisor with over 30 years of experience in the industry. Leah has held previous roles at Wells Fargo Advisors, LLC, Wells Fargo Investments, LLC, and Piper Jaffray Inc.. Leah is registered with the state of Minnesota as both a Broker-Dealer and an Investment Advisor. Leah specializes in providing financial advice to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
11/04/2013 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
01/03/2011 - 08/08/2012
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
CA
06/29/2000 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
06/08/2001 - 11/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
CA
02/23/1999 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
05/21/1997 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
MN
06/01/1992 - 06/03/1997
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
IA
Issued 12/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/12/1999
Series 24 - General Securities Principal Examination
BC
Issued 07/28/1992
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/1994
Series 3 - National Commodity Futures Examination
BC
Issued 05/20/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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