Unclaimed
Leah Marie Humbert is a registered representative with Transamerica Capital, Inc. Leah has been in the industry since May 2012. Leah holds Series 6, 63, 26, and SIE licenses. Leah has experience working with Transamerica Capital, Inc. and InterSecurities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
11/20/2023 - Present
Transamerica Capital, Inc. (CEDAR RAPIDS IA)
IA
11/30/2007 - 12/21/2015
TRANSAMERICA CAPITAL, INC. (CEDAR RAPIDS IA)
IA
06/30/2004 - 01/08/2008
INTERSECURITIES, INC. (CEDAR RAPIDS IA)
BC
Issued 07/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/2024
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 11/20/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/20/2023
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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