Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leah? Claim Your ProfileLeah Marie Flick is a financial professional with over 10 years of experience in the industry. Leah holds a Series 63, Series 9, Series 10, Series 4, SIE, and Series 7. She is currently registered with Fidelity Brokerage Services LLC as a Registered Representative. Leah is registered with the securities regulators of 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
06/05/2012 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
BC
Issued 06/11/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/21/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/09/2016
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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