Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leah? Claim Your ProfileLeah Fink is a registered investment advisor representative with LPL Financial LLC. Leah has been in the financial services industry for over 10 years and has experience working with a variety of clients, including individuals, families, businesses, and retirement plans. Leah is also a registered principal and holds the Series 4, 7, 24, 52, 53, and 63 licenses. Leah is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
09/17/2018 - Present
LPL Financial LLC (COTTAGE GROVE WI)
WI
02/23/2017 - 03/19/2018
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
WI
02/23/2017 - 03/19/2018
SII INVESTMENTS, INC. (APPLETON WI)
WI
10/18/2012 - 06/14/2016
MML INVESTORS SERVICES, LLC (MADISON WI)
IA
Issued 04/18/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/08/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/03/2018
Series 4 - Registered Options Principal Examination
BC
Issued 08/12/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/19/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/2013
Series 52 - Municipal Securities Representative Examination
BC
Issued 10/17/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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