Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leah? Claim Your ProfileLeah Viault is a financial professional with over 20 years of experience in the industry. Leah is currently registered with Piper Sandler & Co., having joined them in January 2020. Prior to that, Leah worked at Sandler, O'Neill & Partners, L.P., J.P. Morgan Securities LLC, J.P. Morgan Institutional Investments Inc. and J.P. Morgan Securities Inc. Leah is licensed to provide investment advice in 18 states across the U.S., including Arizona, Connecticut, Georgia, Illinois, Indiana, Iowa, Massachusetts, Nebraska, New York, North Dakota, Ohio, Pennsylvania, Rhode Island, South Dakota, Texas, Utah, Virginia and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
01/03/2020 - Present
Piper Sandler & Co. (NEW YORK NY)
NY
09/28/2015 - 01/03/2020
SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)
NY
07/29/2010 - 09/25/2015
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
07/21/2008 - 09/18/2008
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
NY
06/08/2000 - 07/02/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/10/1999 - 06/06/2000
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
BC
Issued 03/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2013
Series 3 - National Commodity Futures Examination
BC
Issued 02/08/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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