Unclaimed
Leah Mullen is a registered representative with Franklin Distributors, LLC. Leah has been in the industry since February 17, 2010 and is licensed in Massachusetts. Leah is a Series 6, 7, 24, and 63 licensed professional. Leah previously worked at PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP in Boston, Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
01/03/2024 - Present
Franklin Distributors, LLC (Boston MA)
MA
02/18/2010 - 07/03/2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (Boston MA)
BC
Issued 03/18/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2011
Series 7 - General Securities Representative Examination
BC
Issued 02/17/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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