Unclaimed
Leah Nivison is a registered representative with BMO Capital Markets Corp. Leah has been in the securities industry since March 28, 2006. Leah is licensed to conduct securities business in all 50 states and holds Series 7, Series 24, and Series 63 licenses. Leah's previous experience includes Goldman Sachs & Co. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Provision of securities trading ideas and research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees for securities trading ideas and research
1
2
NY
05/10/2023 - Present
BMO Capital Markets Corp. (New York NY)
NY
03/28/2006 - 05/26/2023
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 09/28/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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