Unclaimed
Leah Frank is a registered representative with Fidelity Brokerage Services LLC. Leah holds Series 7, Series 63, Series 9, and Series 10 licenses. Leah has been in the securities industry for over 2 years and is licensed in Massachusetts, New Hampshire, Texas, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NH
06/18/2021 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
BC
Issued 04/09/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/21/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/18/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/25/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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