Unclaimed
Leah Elizabeth Morris is a registered representative with Raymond James Financial Services Advisors, Inc., where she has been working since August 2018. Leah is licensed in Alabama, Arkansas, California, Colorado, District of Columbia, Georgia, Kentucky, Louisiana, Mississippi, Missouri, South Carolina, Tennessee, Texas, Virginia, and Washington. Leah has passed the Series 66, Series 10, Series 9, Series 7TO, and SIE exams. Leah is also a director for CLM Private Foundation, an officer of Financial Service Corporation of Baton Rouge, and the owner of Morris Superior Market Office Building.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
LA
05/06/2020 - Present
Raymond James Financial Services Advisors, Inc. (Baton Rouge LA)
BOTH
Issued 12/23/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/16/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/14/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/24/2019
Series 7TO - General Securities Representative Examination
BC
Issued 11/13/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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