Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leah? Claim Your ProfileLeah Drake Wetzel is a registered representative and investment advisor representative with RBC Capital Markets, LLC. Leah has been working in the financial services industry since February 24, 2003. Leah has held previous roles with firms such as Merrill Lynch, PNC Capital Markets LLC, PNC Investments, Morgan Stanley Smith Barney, Citigroup Global Markets Inc., CCO Investment Services Corp., New England Securities, American Express Financial Advisors Inc., and IDS Life Insurance Company. Leah is registered to provide investment advisory services in Pennsylvania. Leah holds Series 63, 65, 7, 9, 10, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
08/01/2017 - Present
RBC Capital Markets, LLC (SEWICKLEY PA)
PA
06/03/2010 - 07/18/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SEWICKLEY PA)
PA
10/27/2009 - 06/03/2010
PNC CAPITAL MARKETS LLC (PITTSBURGH PA)
PA
10/27/2009 - 06/03/2010
PNC INVESTMENTS (PITTSBURGH PA)
PA
06/01/2009 - 10/22/2009
MORGAN STANLEY SMITH BARNEY (SEWICKLEY PA)
PA
12/06/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SEWICKLEY PA)
RI
11/18/2003 - 09/02/2005
CCO INVESTMENT SERVICES CORP. (JOHNSTON RI)
NY
01/12/2001 - 11/29/2001
NEW ENGLAND SECURITIES (NEW YORK NY)
MN
11/18/1999 - 01/10/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/18/1999 - 01/10/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 01/17/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/07/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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