Unclaimed
Leah Bass is a registered representative with Mufg Securities Americas Inc. and has been in the industry for over 2 years. She is licensed to provide securities-related services in New York. Leah has passed the Series 63, SIE and Series 7TO exams. Prior to joining Mufg Securities Americas Inc., Leah Bass was registered with Jefferies LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/01/2022 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
08/27/2020 - 12/12/2022
JEFFERIES LLC (NEW YORK NY)
BC
Issued 08/17/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2020
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2020
Series 7TO - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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