Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leah? Claim Your ProfileLeah Waldrip is a financial advisor at LPL Enterprise, LLC. Leah is a Registered Representative (RR) and a Registered Investment Advisor Representative (IAR). Leah has been in the financial services industry since 2002. Leah has a broad range of experience working with individuals, businesses and institutions. Leah is committed to providing personalized financial advice and services to help clients achieve their financial goals. Leah holds multiple licenses and certifications, including Series 7, Series 63, Series 66, Series 24, Series 9, Series 10, Series 26, Series 31, Series 52TO and the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
09/26/2024 - Present
LPL Enterprise, LLC (Valrico FL)
FL
07/20/2017 - 05/31/2022
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
07/20/2017 - 05/31/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
SC
08/05/2014 - 07/17/2017
LPL FINANCIAL LLC (FORT MILL SC)
IA
10/30/2009 - 07/09/2014
CAMBRIDGE INVESTMENT RESEARCH, INC. (FAIRFIELD IA)
AZ
06/05/2007 - 04/15/2009
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
06/05/2007 - 04/15/2009
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
GA
02/22/2005 - 04/15/2009
FSC SECURITIES CORPORATION (ATLANTA GA)
GA
06/05/2007 - 03/03/2009
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
AZ
06/28/2007 - 10/29/2008
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
AL
06/05/2003 - 07/16/2004
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
CA
12/18/2002 - 03/24/2003
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
AZ
09/30/2002 - 12/19/2002
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
GA
06/26/2002 - 10/22/2002
WORLD GROUP SECURITIES, INC. (DULUTH GA)
AZ
05/30/2001 - 06/20/2002
SIMMERS CAPITAL MANAGEMENT CORPORATION (PHOENIX AZ)
BOTH
Issued 08/05/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/02/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 02/02/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/20/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/21/2017
Series 4 - Registered Options Principal Examination
BC
Issued 11/08/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 09/11/2020
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2005
Series 7 - General Securities Representative Examination
BC
Issued 05/29/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Leah Waldrip is the right advisor for you? Invested Better is here to help.
