Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leah? Claim Your ProfileLeah Strickland is a financial advisor with Robert W. Baird & Co. Inc., based in Greenville, SC. Leah has over 17 years of experience in the financial industry. Leah has a strong background in providing financial planning and investment management services to a wide range of clients, including individuals, families, businesses, and institutions. Leah holds the Series 7, Series 10, Series 9, Series 63, and Series 66 licenses. Leah is a registered representative of Robert W. Baird & Co. Inc., and is also a registered investment advisor representative. Leah has a strong commitment to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
SC
10/18/2019 - Present
Robert W. Baird & Co. Inc. (Greenville SC)
SC
05/20/2014 - 10/18/2019
J.J.B. HILLIARD, W.L. LYONS, LLC (Greenville SC)
SC
01/02/2013 - 05/21/2014
BB&T SECURITIES, LLC (GREENVILLE SC)
SC
05/05/2011 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (GREENVILLE SC)
SC
09/17/2009 - 05/09/2011
RAYMOND JAMES FINANCIAL SERVICES, INC. (GREENVILLE SC)
NC
01/23/2006 - 06/04/2009
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
BOTH
Issued 03/18/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/26/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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