Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leah? Claim Your ProfileLeah Ann Shapson is a financial advisor with Equitable Advisors, LLC. Leah has been in the financial industry since May 17, 2013 and is registered with the state of New Jersey. She has a wide range of experience, having worked previously with LPL FINANCIAL LLC, UBS FINANCIAL SERVICES INC., MORGAN STANLEY, and PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC. Leah specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
09/22/2016 - Present
Equitable Advisors, LLC (NEW YORK NY)
NJ
06/16/2015 - 09/21/2016
LPL FINANCIAL LLC (MAPLEWOOD NJ)
MD
11/08/2013 - 11/11/2014
UBS FINANCIAL SERVICES INC. (BETHESDA MD)
MD
09/16/2013 - 01/09/2014
MORGAN STANLEY (BETHESDA MD)
PA
01/30/2012 - 12/31/2012
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (SCRANTON PA)
BOTH
Issued 02/07/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/16/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/01/2022
Series 4 - Registered Options Principal Examination
BC
Issued 03/01/2021
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/06/2017
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 11/23/2015
Series 24 - General Securities Principal Examination
BC
Issued 12/12/2020
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2013
Series 7 - General Securities Representative Examination
BC
Issued 01/26/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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