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Leaf Hamer Wade

Optiver US LLC

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About Leaf Hamer Wade

Leaf Wade is a financial professional with over 17 years of experience in the industry. Leaf holds several licenses and certifications, including Series 7, Series 55, Series 57TO, and SIE. Leaf is currently registered with Optiver US LLC. Previously, Leaf was employed at Goldman Sachs & Co. LLC and UBS Securities LLC. Leaf has a strong background in equities trading and a deep understanding of the financial markets.

Firm Information

Leaf Wade is currently registered with Optiver US LLC. Optiver US LLC is a Limited Liability Company formed on August 5, 2003. The firm has been involved in 9 Regulatory Events and 1 Civil Event. Optiver US LLC is registered with the SEC and has no state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

218

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Leaf Wade’s Registration & Firm History

IL

10/06/2022 - Present

Optiver US LLC (CHICAGO IL)

NY

09/13/2019 - 02/09/2021

GOLDMAN SACHS & CO. LLC (NEW YORK NY)

CT

09/08/2006 - 09/29/2017

UBS SECURITIES LLC (STAMFORD CT)

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Licenses & Designations

BC

Issued 09/12/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 09/29/2017

SIE - Securities Industry Essentials Examination

BC

Issued 10/04/2006

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/07/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Leaf Hamer Wade.
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