Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lea? Claim Your ProfileLea Antonoplis-Inouye has been in the financial services industry since April 1994 and is currently registered with Ameriprise Financial Services, LLC. Lea has been with Ameriprise Financial Services, LLC since March 2020. Prior to that, Lea was with Ameriprise Financial Services, Inc. from March 2010. Lea holds a Series 7, Series 31, Series 63, and Series 65 license and is registered to provide investment advice and securities products in 15 states and the District of Columbia. Lea is a Registered Representative of Ameriprise Financial Services, LLC and an Investment Advisor Representative of Ameriprise Financial Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
03/29/2010 - Present
Ameriprise Financial Services, LLC (Newport Beach CA)
CA
06/01/2009 - 04/01/2010
MORGAN STANLEY SMITH BARNEY (LONG BEACH CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LONG BEACH CA)
CA
04/15/1994 - 04/02/2007
MORGAN STANLEY DW INC. (LONG BEACH CA)
IA
Issued 05/11/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 04/14/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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