Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Le ning? Claim Your ProfileLe ning Zhu is a financial advisor with Morgan Stanley, based in Laguna Niguel, California. Le ning has been in the industry since 2010 and has experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley Smith Barney. Le ning is registered with the Securities and Exchange Commission and is also registered in a number of states including California and Texas. Le ning Zhu is a Registered Representative and Investment Adviser Representative and can provide financial advice to individuals, families, and businesses. Le ning specializes in asset allocation, financial planning, and portfolio management. Le ning can help you develop a financial plan that meets your individual needs and goals. Le ning can also help you manage your investments and ensure that you are on track to reach your financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
11/26/2018 - Present
Morgan Stanley (Laguna Niguel CA)
CA
10/03/2012 - 07/10/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GLENDALE CA)
CA
11/17/2009 - 09/27/2012
MORGAN STANLEY SMITH BARNEY (LOS ANGELES CA)
BOTH
Issued 12/18/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Le ning Zhu is the right advisor for you? Invested Better is here to help.
