Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Le? Claim Your ProfileLe Gia Tran is a registered representative with DFA Securities LLC. Le Gia Tran has been in the securities industry since December 11, 2014. Le Gia Tran holds the Series 7 and SIE licenses. Le Gia Tran is located in SANTA MONICA, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
12/12/2014 - Present
DFA Securities LLC (SANTA MONICA CA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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