Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Le chuong? Claim Your ProfileLe chuong Nguyen trong has been in the financial industry since 2010. Le chuong Nguyen trong is currently a Registered Representative with Credit Agricole Securities (usa) Inc. Le chuong Nguyen trong holds Series 7, 79, 24, 63, and SIE licenses. Le chuong Nguyen trong is registered in Arizona, California, Florida, Illinois, Massachusetts, New York, Ohio, Texas, Virginia, and Washington. Le chuong Nguyen trong was previously a Registered Representative with Deutsche Bank Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/01/2017 - Present
Credit Agricole Securities (usa) Inc. (NEW YORK NY)
CA
04/09/2001 - 11/12/2008
DEUTSCHE BANK SECURITIES INC. (SAN FRANCISCO CA)
BC
Issued 10/11/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2018
Series 24 - General Securities Principal Examination
BC
Issued 12/17/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 04/06/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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