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Lazaro Guzman

Empower Capital Management, LLC

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About Lazaro Guzman

Lazaro Guzman is a financial advisor registered with Empower Capital Management, LLC and holds the Series 6, 26, and 63 licenses as well as the SIE exam. Lazaro has been in the securities industry since March 2007. Lazaro has a broad range of experience in the investment and financial services industry, including a long tenure with Prudential Investment Management Services LLC. Lazaro is also a Managing Member/Owner of Keystone Investment Group, LLC and serves as a Board Member and Chairman of the West Hartford Pension Board. Lazaro is a Chartered Financial Analyst (CFA).

Firm Information

Lazaro Guzman is currently registered with Empower Capital Management, LLC. Empower Capital Management, LLC is an investment advisor headquartered in Greenwood Village, CO. They provide advisory services to insurance companies, investment companies, pension and profit-sharing plans, corporations or other businesses, state or municipal government entities, and pooled investment vehicles. The firm manages over $64.8 billion in assets and has 71 investment advisory professionals.
Empower Capital Management, LLC

8515 EAST ORCHARD ROAD, 2T3

GREENWOOD VILLAGE, CO 80111

$64.88B

Assets Under Management

60

Total Clients

5

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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insurance company separate accounts services provided to non qualified retirement plan sponsors

Insurance company separate accounts services provided to non qualified retirement plan sponsors

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Lazaro Guzman’s Registration & Firm History

CT

02/21/2023 - Present

Empower Capital Management, LLC (West Hartford CT)

CT

02/26/2007 - 12/13/2022

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (HARTFORD CT)

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Licenses & Designations

BC

Issued 03/16/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/15/2020

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/24/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lazaro Guzman.
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