Unclaimed
Layton Philip Harris is a registered representative with Northwestern Mutual Investment Services, LLC. Layton Harris is licensed to provide securities and investment advisory services in 29 states. Layton Harris has been in the securities industry since November 8, 2020. Layton Harris holds Series 63, SIE, and Series 6TO licenses. Layton Harris's office is located at 909 E REPUBLIC RD, Ste G100, SPRINGFIELD, MO 65807.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MO
11/09/2020 - Present
Northwestern Mutual Investment Services, LLC (SPRINGFIELD MO)
BC
Issued 01/18/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/09/2020
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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