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Layne Mccall Finnerty

Capital Client Group, Inc.

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About Layne Mccall Finnerty

Layne Mccall Finnerty is a financial professional with over 10 years of experience in the industry. Layne is currently registered with Capital Client Group, Inc. and is licensed to provide financial advice in all 50 states. Layne specializes in providing a wide range of financial services, including investment advice and portfolio management. Layne previously worked at Funds Distributor, LLC, Barclays Capital Inc., and Lehman Brothers Inc.

Firm Information

Layne Finnerty is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Layne Finnerty’s Registration & Firm History

CA

11/03/2020 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

MA

09/27/2018 - 12/04/2019

FUNDS DISTRIBUTOR, LLC (BOSTON MA)

NY

09/22/2008 - 03/09/2009

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

06/03/2008 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

09/01/2005 - 03/19/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/02/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/27/2018

Series 7 - General Securities Representative Examination

BC

Issued 09/19/2018

Series 3 - National Commodity Futures Examination

BC

Issued 04/05/2006

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 02/21/2006

Series 87 - Research Analyst Exam - Part II Regulations Module

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Layne Mccall Finnerty.
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