Unclaimed
Laxmi Goel is a financial advisor with Nationwide Planning Associates Inc. Laxmi has been working in the financial services industry since August 2001. Laxmi is registered with FINRA and holds the Series 6, SIE, and Series 63 licenses. Previously, Laxmi Goel was employed by HSBC Securities (USA) Inc. and HSBC Brokerage (USA) Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
01/11/2013 - Present
Nationwide Planning Associates Inc. (FAIR LAWN NJ)
NY
01/01/2005 - 10/03/2012
HSBC SECURITIES (USA) INC. (SCARSDALE NY)
NY
04/24/2001 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
BC
Issued 06/23/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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