Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawton? Claim Your ProfileLawton R Smith is an investment advisor representative with LPL Financial LLC. Lawton has been in the industry since March 2016 and has been registered with LPL Financial LLC since May 2020. Lawton is licensed to provide investment advice in Arkansas, California, Florida, Georgia, Hawaii, Louisiana, Maryland, Massachusetts, New York, North Carolina, Oregon, South Carolina, Texas, and Virginia. Lawton also has a Series 66, Series 7, and SIE license. Lawton specializes in working with individuals, corporations, high net worth individuals, pension and profit sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SC
05/21/2020 - Present
LPL Financial LLC (COLUMBIA SC)
SC
03/24/2016 - 05/22/2020
MORGAN STANLEY (Greenville SC)
BOTH
Issued 04/26/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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