Unclaimed
Lawson Xiang-min Chen is a financial professional with Tradeup Securities, Inc. Lawson has been active in the financial services industry since July 3, 2022. Lawson has passed the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99TO).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/04/2022 - Present
Tradeup Securities, Inc. (NEW YORK NY)
BC
Issued 07/02/2022
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2021
Series 99TO - Operations Professional Examination
Active
Inactive
F
FINRA
Not sure Lawson Chen is the right advisor for you? Invested Better is here to help.