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Lawson Xiang-min Chen

Tradeup Securities, Inc.

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About Lawson Xiang-min Chen

Lawson Xiang-min Chen is a financial professional with Tradeup Securities, Inc. Lawson has been active in the financial services industry since July 3, 2022. Lawson has passed the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99TO).

Firm Information

Lawson Chen is currently registered with Tradeup Securities, Inc.. Tradeup Securities, Inc. is a corporation formed on September 3, 1986. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

19

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lawson Chen’s Registration & Firm History

NY

07/04/2022 - Present

Tradeup Securities, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/02/2022

SIE - Securities Industry Essentials Examination

BC

Issued 10/11/2021

Series 99TO - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lawson Xiang-min Chen.
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