Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawson? Claim Your ProfileLawson Ballard is a financial advisor with over 39 years of experience in the financial industry. Lawson is currently registered with Raymond James & Associates, Inc. and is a Registered Representative and Investment Advisor Representative. Lawson has a strong track record of success and is committed to providing his clients with personalized financial advice and guidance. Lawson Ballard has experience working with a wide range of clients, including individuals, families, businesses, and institutions. Lawson is dedicated to helping his clients achieve their financial goals and is committed to providing them with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
04/23/2013 - Present
Raymond James & Associates, Inc. (GREENVILLE SC)
SC
03/05/2009 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (GREENVILLE SC)
SC
09/15/1983 - 03/26/2009
CITIGROUP GLOBAL MARKETS INC. (GREENVILLE SC)
NA
07/20/1983 - 09/09/1983
PW SECURITIES, INC.
IA
Issued 12/31/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/17/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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