Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Y. Ou is an active Broker-Dealer registered in 53 states. Lawrence is currently employed by KKR Capital Markets LLC. Lawrence's experience in the financial services industry began on December 11, 2013. Previously, Lawrence was registered with CCO Capital, LLC and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
10/08/2021 - Present
KKR Capital Markets LLC (Los Angeles CA)
CA
08/03/2018 - 08/17/2021
CCO CAPITAL, LLC (Los Angeles CA)
NY
09/28/2009 - 07/10/2014
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 08/24/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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