Unclaimed
Lawrence Daly is a registered representative with PNC Capital Markets LLC in Philadelphia, Pennsylvania. Lawrence is a financial advisor with over 25 years of experience in the industry. He is licensed to sell securities in all 50 states, as well as Puerto Rico. Lawrence holds a Series 7, 63, SIE, 52TO and 79TO license. He is also registered with FINRA and the Securities and Exchange Commission.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
01/23/1997 - Present
PNC Capital Markets LLC (PHILADELPHIA PA)
BC
Issued 01/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/29/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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