Unclaimed
Lawrence Cummings is a financial advisor with over 30 years of experience in the financial services industry. Lawrence has a broad range of experience, having worked with several prominent firms including Lehman Brothers Inc., Merrill Lynch, Barclays Capital Inc. and RBC Capital Markets, LLC. Lawrence is currently registered with Main Street Financial Solutions, LLC and is licensed to conduct business in Georgia and Texas. Lawrence's area of expertise is providing financial planning and portfolio management services to individuals, high-net-worth individuals, corporations, charitable organizations and pension and profit-sharing plans. Lawrence is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
03/01/2024 - Present
Main Street Financial Solutions, LLC (Atlanta GA)
GA
10/12/2015 - 03/15/2024
RBC CAPITAL MARKETS, LLC (Atlanta GA)
GA
09/22/2008 - 10/29/2015
BARCLAYS CAPITAL INC. (ATLANTA GA)
GA
09/17/2003 - 09/22/2008
LEHMAN BROTHERS INC. (ATLANTA GA)
NY
07/27/1998 - 10/11/2001
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
11/06/1991 - 07/16/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 03/04/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/13/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/06/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/06/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/1991
Series 7 - General Securities Representative Examination
Active
Inactive
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