Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Bailey is a financial professional with over 20 years of experience in the securities industry. Lawrence is currently registered with Bessemer Investor Services, Inc. in New York, New York and holds the Series 4, 7, 9, 10, 24 and 63 licenses. Lawrence has previously been registered with firms including AEGIS CAPITAL CORP., SCOTTRADE, INC., TD WEALTH MANAGEMENT SERVICES INC. and E*TRADE SECURITIES LLC. Lawrence is a dedicated and experienced advisor who is committed to providing clients with the best possible financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/01/2016 - Present
Bessemer Investor Services, Inc. (NEW YORK NY)
NY
07/13/2015 - 05/09/2016
AEGIS CAPITAL CORP. (NEW YORK NY)
NY
09/08/2010 - 07/22/2015
SCOTTRADE, INC. (BROOKLYN NY)
NY
02/05/2010 - 05/28/2010
TD WEALTH MANAGEMENT SERVICES INC. (NEW YORK NY)
NJ
07/17/2008 - 02/08/2010
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NJ
07/01/2008 - 02/08/2010
E*TRADE CLEARING LLC (JERSEY CITY NJ)
NJ
05/08/2007 - 07/01/2008
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NE
12/17/1997 - 04/05/2006
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
CA
08/18/1995 - 03/28/1997
TOLUCA PACIFIC SECURITIES CORP. (BURBANK CA)
NA
08/16/1995 - 08/25/1995
ATLANTIC GENERAL FINANCIAL CORP.
NJ
02/10/1995 - 07/25/1995
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
BC
Issued 02/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/17/2009
Series 4 - Registered Options Principal Examination
BC
Issued 01/03/2009
Series 24 - General Securities Principal Examination
BC
Issued 12/20/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/26/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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