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Lawrence Voracek Shurman

TD Securities (usa) LLC

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About Lawrence Voracek Shurman

Lawrence Voracek Shurman is a financial professional with over 20 years of experience in the industry. Lawrence is currently registered with TD Securities (usa) LLC and Cowen AND Co.. Lawrence has held previous roles at Jefferies LLC and Credit Suisse Securities (USA) LLC. Lawrence holds the Series 7, Series 24, Series 63, and Series 79TO licenses, as well as the SIE.

Firm Information

Lawrence Shurman is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lawrence Shurman’s Registration & Firm History

NY

03/11/2024 - Present

TD Securities (usa) LLC (New York NY)

NY

10/28/2014 - 07/19/2021

JEFFERIES LLC (NEW YORK NY)

NY

04/14/2004 - 11/18/2014

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NJ

07/09/1998 - 01/19/1999

RYAN, BECK & CO. (FLORHAM PARK NJ)

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Licenses & Designations

BC

Issued 07/02/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/18/2022

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/01/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Lawrence Voracek Shurman.
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