Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Gleason is a financial advisor who has been in the industry since 1986. He is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has worked in the financial industry for over 35 years. He is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) and holds a Series 7, Series 63, and Series 65 licenses. He has been associated with Merrill Lynch, Pierce, Fenner & Smith Inc. since 1996 and has previous experience with PaineWebber Incorporated and Kidder, Peabody & Co. Incorporated. Lawrence Gleason and his firm, Merrill Lynch, Pierce, Fenner & Smith Inc. serve high net worth individuals, corporations, insurance companies, pension and profit-sharing plans, charitable organizations and other institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
05/13/1999 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PITTSBURGH PA)
NJ
01/28/1995 - 01/16/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
05/23/1986 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 01/28/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/28/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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