Unclaimed
Lawrence Thomas Giannone is a financial advisor with Raymond James Financial Services Advisors, Inc., located in Johnstown, Pennsylvania. Lawrence has been in the financial services industry since July 16, 2002. Lawrence has been registered with Raymond James Financial Services Advisors, Inc. since March 24, 2010. Prior to that, Lawrence was registered with Morgan Stanley Smith Barney from June 1, 2009 to April 14, 2010. Lawrence is a Series 7 and Series 66 licensed financial advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
PA
03/24/2010 - Present
Raymond James Financial Services Advisors, Inc. (JOHNSTOWN PA)
PA
06/01/2009 - 04/14/2010
MORGAN STANLEY SMITH BARNEY (JOHNSTOWN PA)
PA
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (JOHNSTOWN PA)
MD
07/17/2002 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 09/03/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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