Unclaimed
Lawrence Steinberg is a financial advisor with over 16 years of experience in the financial industry. Lawrence is currently registered with ADP Broker-Dealer, Inc. and is licensed to sell securities in 52 states and the District of Columbia. Lawrence has previously worked with several other firms including Newport Group Securities, Inc., LPL Financial LLC, and Nationwide Investment Services Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
11/15/2021 - Present
ADP Broker-Dealer, Inc. (LOUISVILLE KY)
FL
08/28/2019 - 11/16/2021
NEWPORT GROUP SECURITIES, INC. (LAKE MARY FL)
CA
04/25/2018 - 07/29/2019
LPL FINANCIAL LLC (FRESNO CA)
CA
08/01/2017 - 04/02/2018
NATIONWIDE INVESTMENT SERVICES CORPORATION (SACRAMENTO CA)
NJ
11/16/2004 - 11/01/2016
ADP BROKER-DEALER, INC. (ROSELAND NJ)
IA
Issued 09/12/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/22/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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