Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Richards is a financial advisor with over 29 years of experience in the financial services industry. Lawrence is registered with Janney Montgomery Scott LLC and has held previous positions at Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, A. G. Edwards & Sons, Inc., Thomas James Associates, Inc., Westfield Financial Corporation and Hibbard Brown & Co., Inc. Lawrence has a strong background in providing financial planning, portfolio management, and investment advice to individuals and businesses. Lawrence holds the Series 7, Series 9, Series 10, Series 31, and Series 63 licenses and is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
09/13/2016 - Present
Janney Montgomery Scott LLC (WEST CHESTER PA)
PA
06/01/2009 - 03/05/2012
MORGAN STANLEY SMITH BARNEY (MEDIA PA)
PA
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WEST CHESTER PA)
MD
01/08/2001 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MO
12/06/1994 - 01/26/2001
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
08/15/1994 - 12/09/1994
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
NY
08/05/1994 - 09/09/1994
WESTFIELD FINANCIAL CORPORATION (NEW YORK NY)
NY
06/07/1993 - 08/26/1994
HIBBARD BROWN & CO., INC. (NEW YORK NY)
BC
Issued 06/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/23/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 02/16/2021
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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