Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Lester is a financial professional with over 30 years of experience in the industry. Lawrence is currently registered with TP Icap Global Markets Americas LLC. Lawrence has previously held positions at Tullett Prebon Financial Services LLC, Prebon Financial Products Inc., Chapdelaine Corporate Securities & Co, GFI Securities LLC, UBS PaineWebber Inc., Tullett & Tokyo Liberty Securities Inc., Liberty Brokers, EXCO-RMJ Special Brokerage, Inc., RMJ Securities Corp., Maxcor, and Fundamental Brokers Institutional Associates, A Limited Partners. Lawrence holds Series 7, Series 63, Series 66, Series 24, and SIE licenses. Lawrence is registered in Illinois and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
09/11/2009 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
04/27/2007 - 01/06/2010
PREBON FINANCIAL PRODUCTS INC. (NEW YORK NY)
NY
09/13/2004 - 05/17/2007
CHAPDELAINE CORPORATE SECURITIES & CO (NEW YORK NY)
NY
02/12/2002 - 09/10/2004
GFI SECURITIES LLC (NEW YORK NY)
NJ
07/12/2000 - 02/12/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
03/25/1992 - 06/29/2000
TULLETT & TOKYO LIBERTY SECURITIES INC. (NEW YORK NY)
NY
05/18/1995 - 12/05/1996
LIBERTY BROKERS (NEW YORK NY)
NA
04/10/1989 - 01/03/1992
EXCO-RMJ SPECIAL BROKERAGE, INC.
NY
11/10/1988 - 01/03/1992
RMJ SECURITIES CORP. (NEW YORK NY)
NA
01/19/1988 - 08/16/1988
MAXCOR
NA
07/25/1987 - 01/04/1988
FUNDAMENTAL BROKERS INSTITUTIONAL ASSOCIATES, A LIMITED PARTNERS
BOTH
Issued 08/14/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/07/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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