Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Scharf is an investment advisor representative at Raymond James & Associates, Inc. Lawrence has been in the securities industry since 1983. Lawrence has a Series 3, 4, 7, 31, 63, and 65 license. Lawrence is registered with the state of Connecticut, North Carolina, and Texas. Lawrence is also registered with FINRA. Lawrence has previous experience working at UBS Financial Services Inc., Advest, Inc., John G. Kinnard and Company, Incorporated, and IRI Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
05/06/2016 - Present
Raymond James & Associates, Inc. (WESTPORT CT)
CT
10/29/2004 - 05/19/2016
UBS FINANCIAL SERVICES INC. (WESTPORT CT)
CT
05/23/1997 - 11/26/2004
ADVEST, INC. (HARTFORD CT)
MN
11/18/1988 - 05/28/1997
JOHN G. KINNARD AND COMPANY, INCORPORATED (MINNEAPOLIS MN)
NA
03/01/1983 - 11/25/1988
IRI SECURITIES CORPORATION
IA
Issued 04/06/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/23/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/1987
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2007
Series 3 - National Commodity Futures Examination
BC
Issued 09/18/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 02/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Lawrence Scharf is the right advisor for you? Invested Better is here to help.
