Unclaimed
Lawrence S. Paltrowitz is a financial professional with over 20 years of experience in the securities industry. Lawrence is currently registered with Quasar Distributors, LLC and is licensed to sell securities in all 50 states. Prior to joining Quasar Distributors, LLC, Lawrence was employed by COMPASS DISTRIBUTORS, LLC, LAZARD FRERES & CO. LLC, STANDARD NEW YORK SECURITIES, INC., and PRUDENTIAL SECURITIES INCORPORATED. Lawrence holds FINRA Series 3, 7, and 63 licenses and is also a SIE exam pass holder. Lawrence is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/02/2022 - Present
Quasar Distributors, LLC (New York NY)
NY
12/20/2018 - 12/31/2022
COMPASS DISTRIBUTORS, LLC (New York NY)
NY
05/19/2000 - 11/19/2001
LAZARD FRERES & CO. LLC (NEW YORK NY)
NY
01/09/1999 - 02/09/2000
STANDARD NEW YORK SECURITIES, INC. (NEW YORK NY)
NY
11/07/1995 - 04/24/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 12/12/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2018
Series 7 - General Securities Representative Examination
BC
Issued 01/15/1996
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
Not sure Lawrence Paltrowitz is the right advisor for you? Invested Better is here to help.