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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Miller is a financial advisor with over 30 years of experience in the financial services industry. Lawrence has a strong track record of providing personalized financial advice to individuals, families, and businesses. Lawrence currently works at Morgan Stanley. Before joining Morgan Stanley, Lawrence worked at Oppenheimer & Co. Inc., Janney Montgomery Scott LLC, Paine Webber Incorporated, Smith Barney Shearson Inc., Lehman Brothers Inc., Thomson McKinnon Securities Inc., Cigna Securities, Inc., Cardell & Associates, Incorporated, Travelers Equities Sales, Inc., Equico Securities, Inc., and The Equitable Life Assurance Society of the United States. Lawrence is a highly qualified and experienced financial advisor. Lawrence holds the Series 6, 7, 63, and 65 licenses and is registered in 32 states and the District of Columbia. Lawrence is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
03/22/2012 - Present
Morgan Stanley (Boca Raton FL)
FL
10/07/2004 - 03/16/2010
OPPENHEIMER & CO. INC. (BOCA RATON FL)
PA
04/14/1999 - 10/28/2004
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
NJ
08/12/1993 - 04/19/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
07/31/1993 - 08/25/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
01/16/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
12/04/1986 - 02/21/1989
THOMSON MCKINNON SECURITIES INC.
NA
08/29/1986 - 05/04/1988
CIGNA SECURITIES, INC.
NA
08/12/1985 - 06/10/1986
CARDELL & ASSOCIATES, INCORPORATED
NA
11/07/1984 - 08/20/1985
TRAVELERS EQUITIES SALES, INC.
NA
06/21/1982 - 01/18/1984
EQUICO SECURITIES, INC.
NA
06/21/1982 - 01/18/1984
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
IA
Issued 06/06/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
BC
Issued 06/11/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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