Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence S. Berlin is a financial professional with over two decades of experience in the securities industry. Lawrence's career began at UBS Securities Inc. and he has since worked at J.E. Liss & Company, Inc. and First Analysis Securities Corporation. Lawrence is currently registered with Regiment Securities, LLC in Chicago, Illinois. Lawrence holds a Series 7, Series 63, Series 86, and Series 87 license, and is qualified to provide investment advice and securities trading services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
11/24/2023 - Present
Regiment Securities, LLC (Chicago IL)
IL
01/06/2000 - 04/05/2019
FIRST ANALYSIS SECURITIES CORPORATION (CHICAGO IL)
WI
06/03/1996 - 01/15/1997
J.E. LISS & COMPANY, INC. (MILWAUKEE WI)
NY
01/12/1995 - 01/26/1996
UBS SECURITIES INC. (NEW YORK NY)
BC
Issued 02/01/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 01/21/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Lawrence Berlin is the right advisor for you? Invested Better is here to help.
