Unclaimed
Lawrence Roger Hamrick-remboski is a financial professional with over 18 years of experience in the industry. Lawrence Roger is registered with Wells Fargo Clearing Services, LLC and has Series 6, 7, 63, 66, and SIE licenses. Lawrence Roger is also registered as an Investment Advisor Representative in Florida and Texas. Before joining Wells Fargo Clearing Services, LLC, Lawrence Roger worked at BANC OF AMERICA INVESTMENT SERVICES, INC. Lawrence Roger has expertise in providing investment consulting services to institutional clients, financial planning, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/08/2020 - Present
Wells Fargo Clearing Services, LLC (SAINT PETERSBURG FL)
FL
06/11/2004 - 03/16/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (ST. PETERSBURG FL)
BOTH
Issued 03/15/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/09/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2009
Series 7 - General Securities Representative Examination
BC
Issued 06/10/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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