Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Robert Grassi has over 25 years of experience in the financial industry. Lawrence Robert Grassi is currently a registered representative with Goldman Sachs & Co. LLC. Previously, Lawrence Robert Grassi was employed by PALI CAPITAL, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BANC OF AMERICA SECURITIES LLC, LEHMAN BROTHERS INC., and SALOMON SMITH BARNEY INC. Lawrence Robert Grassi has successfully completed the Uniform Securities Agent State Law Examination, the General Securities Principal Examination, the Securities Trader Exam, the Securities Industry Essentials Examination, the National Commodity Futures Examination, the Limited Representative-Equity Trader Exam, and the General Securities Representative Examination. Lawrence Robert Grassi is registered in all states in the United States. Lawrence Robert Grassi specializes in portfolio management for individuals, businesses, and pooled investment vehicles. Lawrence Robert Grassi is committed to providing clients with personalized financial advice and strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
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2
NY
03/23/2010 - Present
Goldman Sachs & Co. LLC (NEW YORK NY)
NY
05/15/2009 - 03/22/2010
PALI CAPITAL, INC. (NEW YORK NY)
NY
01/30/2009 - 05/12/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/14/2003 - 02/02/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
03/02/1999 - 04/10/2003
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
11/29/1997 - 02/18/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
08/21/1996 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 11/21/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2017
Series 3 - National Commodity Futures Examination
BC
Issued 08/17/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/20/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
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Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
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Cboe Exchange, Inc.
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FINRA
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Investors' Exchange LLC
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Long-Term Stock Exchange, Inc.
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MEMX LLC
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MIAX Emerald, LLC
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MIAX PEARL, LLC
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Miami International Securities Exchange, LLC
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NYSE American LLC
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NYSE Arca, Inc.
N
NYSE Chicago, Inc.
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NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
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Nasdaq ISE, LLC
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Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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New York Stock Exchange
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