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Lawrence Richard Pappas

Pruco Securities, LLC

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About Lawrence Richard Pappas

Lawrence Richard Pappas is a financial advisor with Pruco Securities, LLC. Lawrence has been in the securities industry since January 23, 2002, and has experience working with both individual and corporate clients. Lawrence has also worked with CETERA FINANCIAL SPECIALISTS LLC and C. J. M. PLANNING CORP. Lawrence is registered to provide investment advice in New Jersey and South Carolina and is a Certified Financial Planner. Lawrence is a specialist in providing investment advice in areas such as: Retirement, College Savings, and Estate Planning. Lawrence offers financial planning services to clients and manages investments for both individuals and businesses.

Firm Information

Lawrence Pappas is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Lawrence Pappas’s Registration & Firm History

NJ

05/18/2023 - Present

Pruco Securities, LLC (Bloomfield NJ)

NJ

10/24/2005 - 05/18/2023

CETERA FINANCIAL SPECIALISTS LLC (BLOOMFIELD NJ)

NJ

01/23/2002 - 10/24/2005

C. J. M. PLANNING CORP. (POMPTON LAKES NJ)

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Licenses & Designations

IA

Issued 04/27/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/09/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/22/2017

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 01/22/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lawrence Richard Pappas.
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