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Lawrence Ray Hester

Focus Strategies Merchant Banking, LLC

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About Lawrence Ray Hester

Lawrence Hester is a financial professional with over 8 years of experience in the financial services industry. Lawrence Hester is currently registered with Focus Strategies Merchant Banking, LLC in Austin, Texas. Lawrence Hester holds a Series 62, Series 79, and Series 63 license. Lawrence Hester previously worked at Westlake Securities.

Firm Information

Lawrence Hester is currently registered with Focus Strategies Merchant Banking, LLC. Focus Strategies Merchant Banking, LLC is a Limited Liability Company formed in 2007. It is registered in Florida, Missouri, New Mexico, Oregon, and Texas and has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lawrence Hester’s Registration & Firm History

TX

03/02/2015 - Present

Focus Strategies Merchant Banking, LLC (Austin TX)

TX

03/26/2010 - 06/23/2015

WESTLAKE SECURITIES (AUSTIN TX)

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Licenses & Designations

BC

Issued 06/02/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/15/2015

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 03/24/2010

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lawrence Ray Hester.
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