Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Hartley is a financial advisor with Thoroughbred Financial Services, LLC. Lawrence has been in the industry since 1984. He is licensed to provide financial services in Alabama, Arizona, California, Colorado, Florida, Georgia, Illinois, Indiana, Kentucky, Louisiana, Maryland, Massachusetts, Minnesota, Missouri, New Jersey, North Carolina, Ohio, Oklahoma, Oregon, South Carolina, Tennessee, Texas, Utah, and Washington. Lawrence is a registered representative of FINRA and a registered investment advisor of the state of Tennessee. He is a member of the Series 63, Series 7, and the SIE exams. In addition to his work at Thoroughbred Financial Services, LLC, Lawrence is also involved in several other organizations, including Mojave Entertianment, LLC, Beautifuly Broken, LLC, and Graymont, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
08/18/2008 - Present
Thoroughbred Financial Services, LLC (BRENTWOOD TN)
TN
05/16/2000 - 12/19/2000
ADVANCED FINANCIAL PLANNING SECURITIES CORPORATION (BRENTWOOD TN)
TN
03/05/1986 - 04/01/2000
ADVANCED FINANCIAL PLANNING SECURITIES CORPORATION (BRENTWOOD TN)
NA
02/24/1984 - 02/08/1986
CAPITAL ANALYSTS, INCORPORATED
BC
Issued 04/17/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Lawrence Hartley is the right advisor for you? Invested Better is here to help.
